ORIGINAL PAPER
Research on a mining area risk management system based on internal control theory
1
Key Laboratory of Earthquake Engineering and Engineering Vibration, Institute of Engineering Mechanics, China Earthquake Administration; Heilongjiang Province Hydraulic Research Institute, China
2
Key Laboratory of Earthquake Engineering and Engineering Vibration, Institute of Engineering Mechanics, School of Mining Engineering, Heilongjiang University of Science and Technology, China
3
Heilongjiang Province Hydraulic Research Institute, China
4
Infrastructure Branch of the Third Construction Engineering Company LTD of China Construction Second Engineering Bureau, China
Submission date: 2023-04-22
Final revision date: 2023-08-19
Acceptance date: 2023-10-03
Publication date: 2023-12-13
Corresponding author
Shengjun Zhang
Infrastructure Branch of the Third Construction Engineering Company LTD. of China Construction Second Engineering Bureau
Infrastructure Branch of the Third Construction Engineering Company LTD. of China Construction Second Engineering Bureau
Gospodarka Surowcami Mineralnymi – Mineral Resources Management 2023;39(4):49-66
KEYWORDS
TOPICS
Scientific background of mineral resource managementStrategy and methodology of mineral prospecting and exploration
ABSTRACT
Based on China’s resource endowment and coal mine disaster statistics, it has been found that there are many deficiencies in the management of disasters and risks in mining areas in China. Therefore, to scientifically and effectively manage mining areas, based on the theory of internal control, this paper systematically analyzes the risks of mining areas in the context of various factors and relevant suggestions. From the occurrence of mine risk to the occurrence of damage, the importance of risk management is highlighted. In accordance with the five selection principles of evaluation indicators (goal principle, comprehensiveness principle, scientificity principle, timeliness principle and focus principle) as well as the five elements of internal control (control environment, risk assessment, control activities, information and communication and supervision), a mining area risk management framework of human-machine-environment-management – disturbance is constructed, and twenty-seven secondary risk indicators are divided. The criteria for determining the risk level and the risk response process have been established, and a more systematic and accurate mine risk management system under the theory of internal control has been formed. Finally, based on four key technologies, a dual prevention and control mechanism is formed around the system risk and job risk management system. This provides new methods and ideas for the prevention and control of coal mine safety risks and the containment of disasters and accidents.
ACKNOWLEDGEMENTS
This research was supported by the Key Project of the Natural Science Foundation of Heilongjiang Province (No. ZD2023E008).
METADATA IN OTHER LANGUAGES:
Polish
Badania systemu zarządzania ryzykiem obszaru górniczego w oparciu o teorię kontroli wewnętrznej
kontrola wewnętrzna, obszar górniczy, system zarządzania ryzykiem
Na podstawie chińskich zasobów i statystyk dotyczących katastrof w kopalniach węgla stwierdzono, że istnieje wiele niedociągnięć w zarządzaniu katastrofami i ryzykiem na obszarach górniczych w Chinach. Dlatego, aby naukowo i efektywnie zarządzać obszarami górniczymi, w oparciu o teorię kontroli wewnętrznej, w artykule systematycznie analizuje się ryzyko obszarów górniczych pod kątem różnych czynników i odpowiednich sugestii. Od wystąpienia ryzyka górniczego do wystąpienia szkód podkreśla się znaczenie zarządzania ryzykiem. Zgodnie z pięcioma zasadami wyboru wskaźników oceny: zasadą celu, zasadą kompleksowości, zasadą naukowości, zasadą terminowości i zasadą ukierunkowania, a także pięcioma elementami kontroli wewnętrznej: środowiskiem kontroli, oceną ryzyka, działaniami kontrolnymi, informacją i komunikacją oraz nadzorem, skonstruowano ramy zarządzania ryzykiem w obszarze górniczym w zakresie zakłóceń w zarządzaniu ludźmi, maszynami i środowiskiem oraz podzielono 27 drugorzędnych wskaźników ryzyka. Ustalono kryteria określania poziomu ryzyka i proces reagowania na ryzyko, a także stworzono bardziej systematyczny i dokładny system zarządzania ryzykiem kopalnianym w ramach teorii kontroli wewnętrznej. Wreszcie, w oparciu o cztery kluczowe technologie, stworzono podwójny mechanizm zapobiegania i kontroli ryzyka systemowego i systemu zarządzania ryzykiem zawodowym. Zapewnia to nowe metody i pomysły w zakresie zapobiegania i kontroli zagrożeń bezpieczeństwa w kopalniach węgla oraz ograniczania katastrof i wypadków.
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| eISSN: | 2299-2324 |
| ISSN: | 0860-0953 |
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